AML & KYC POLICY

capitalgainstradebot is committed to preventing money laundering, terrorism financing, fraud, and the use of our Platform for any criminal activity. We comply with applicable Anti-Money-Laundering (AML), Counter-Terrorism-Financing (CTF), and Know-Your-Customer (KYC) obligations in the jurisdictions in which we operate.

Before granting access to live trading on personal accounts, we require every user to complete identity verification, including:

• Full legal name, date of birth, nationality, and residential address.

• A government-issued photo ID (passport, national ID card, or driving licence).

• A live selfie or biometric check to confirm document ownership.

• Proof of address (utility bill or bank statement, dated within 3 months) where required.

Enhanced Due Diligence (EDD) may be applied to high-risk customers, politically exposed persons (PEPs), or those depositing/withdrawing large amounts.

We may request documentary evidence of the source of funds and source of wealth for any deposit. Failure or refusal to provide acceptable evidence may result in the deposit being held, returned, or frozen pending investigation.

All users are screened against international sanctions lists (including UN, EU, OFAC, and HM Treasury) at onboarding and on an ongoing basis. We do not provide services to individuals or entities resident in, located in, or controlled by sanctioned jurisdictions.

We do not knowingly accept users from countries subject to comprehensive sanctions, including but not limited to: Iran, North Korea, Syria, Cuba, the Crimea/Donetsk/Luhansk regions, and any other jurisdiction added to applicable sanctions lists. Use of VPNs or false KYC to bypass these restrictions is grounds for permanent account closure and forfeiture of funds.

All deposits, withdrawals, and trading activity are monitored for unusual or suspicious patterns, including but not limited to: structuring, rapid in-and-out transfers, mismatched wallet origins, and inconsistent trading behaviour. Suspicious activity may trigger account freezes, additional KYC requests, or filing of a Suspicious Activity Report (SAR) with the relevant Financial Intelligence Unit (FIU).

Incoming and outgoing crypto transactions may be screened with on-chain analytics tools to detect funds linked to mixers, darknet markets, sanctioned addresses, hacks, or scams. Tainted funds may be returned or frozen and reported to authorities.

We retain customer identification records, transaction records, and communications for a minimum of five (5) years after the end of the customer relationship, or longer where required by law.

Our staff receive AML training appropriate to their role. A designated Compliance Officer is responsible for the AML programme, regulatory reporting, and acting as the point of contact for law-enforcement requests.

We cooperate with law enforcement, regulators, and tax authorities in accordance with applicable law. We may be legally prohibited (“tipped off”) from informing a customer that a report has been made about them.

You agree to: (a) provide accurate, truthful KYC information; (b) update your information promptly when it changes; (c) only deposit funds that are lawfully yours; (d) not use the Platform on behalf of an undisclosed third party; and (e) cooperate with any compliance request we make.

Failure to comply may result in account suspension, withdrawal holds, and reporting to authorities.

Compliance enquiries: compliance@capitalgainstradebotfinance.com — General support: support@capitalgainstradebot.com.